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A Roadmap of Explainable Artificial Intelligence: Explain to Whom, When, What and How?Ziming Wang · 2024Explainable artificial intelligence (XAI) has gained significant attention, especially in AI-powered autonomous and adaptive systems (AASs). However, a discernible disconnect exists among research efforts across different communities. The machine learning community often overlooks "explaining to whom," while the human-computer interaction community has examined various stakeholders with diverse explanation needs without addressing which XAI methods meet these requirements. Currently, no clear guidance exists on which XAI methods suit which specific stakeholders and their distinct needs. This hinders the achievement of the goal of XAI: providing human users with understandable interpretations. To bridge this gap, this paper presents a comprehensive XAI roadmap. Based on an extensive literature review, the roadmap summarizes different stakeholders, their explanation needs at different stages of the AI system lifecycle, the questions they may pose, and existing XAI methods. Then, by utilizing stakeholders' inquiries as a conduit, the roadmap connects their needs to prevailing XAI methods, providing a guideline to assist researchers and practitioners to determine more easily which XAI methodologies can meet the specific needs of stakeholders in AASs. Finally, the roadmap discusses the limitations of existing XAI methods and outlines directions for future research.
Tracing and Visualizing Human-ML/AI Collaborative Processes through Artifacts of Data WorkJen Rogers · 2023Automated Machine Learning (AutoML) technology can lower bar- riers in data work yet still requires human intervention to be func- tional. However, the complex and collaborative process resulting from humans and machines trading off work makes it difficult to trace what was done, by whom (or what), and when. In this research, we construct a taxonomy of data work artifacts that captures Au- toML and human processes. We present a rigorous methodology for its creation and discuss its transferability to the visual design process. We operationalize the taxonomy through the development of AutoML Trace a visual interactive sketch showing both the con- text and temporality of human-ML/AI collaboration in data work. Finally, we demonstrate the utility of our approach via a usage sce- nario with an enterprise software development team. Collectively, our research process and findings explore challenges and fruitful avenues for developing data visualization tools that interrogate the sociotechnical relationships in automated data work. Availability of Supplemental Materials: https://osf.io/3nmyj/ ?view_only=19962103d58b45d289b5c83421f48b36 This work is licensed under a Creative Commons Attribution International 4.0 License. CHI ’23, April 23–28, 2023, Hamburg, Germany © 2023 Copyright held by the owner/author(s). ACM ISBN 978-1-4503-9421-5/23/04. https://doi.org/10.1145/3544548.3580819 CCS CONCEPTS • Human-centered computing →Visualization theory, concepts and paradigms; • Computing methodologies →Artificial intelli- gence.
Predicting the Need for XAI from High-Granularity Interaction DataVagner Figueredo de Santana, Ana Fucs et al. · 2023Recent advances in Artificial Intelligence (AI) and Machine Learning (ML) brought light on the need for explainability in multiple domains (e.g., healthcare, finance, justice, and recruiting). Explainability or Explainable AI (XAI) can be defined as everything that makes AI more understandable to human beings. However, XAI features may vary according to the AI algorithm used. Beyond XAI features, different AI algorithms vary in terms of speed, performance, and costs associated with training/running models. Knowing when to choose the right algorithm for the task at hand, therefore, is fundamental in multiple AI systems, for instance, AutoML and AutoAI. In this paper, we propose a method to analyze patterns of high-granularity user interface (UI) events (i.e., mouse, keyboard, and additional custom events triggered on the millisecond scale) to predict when users will interact with UI elements that provide explainability for the AI in place. In this context, this paper presents: (1) a user study involving 37 participants (7 in the pilot phase and 30 in the main experiment phase) in which people performed a task of reporting a bug using a text form associated with an AI data quality meter and its XAI UI element and (2) an approach to model micro behavior using 𝑛𝑜𝑑𝑒2𝑣𝑒𝑐 to predict when the interaction with XAI UI element will occur. The proposed approach uses a rich dataset (approximately 129k events) and combines 𝑛𝑜𝑑𝑒2𝑣𝑒𝑐and a Logistic Regression classifier. Results obtained show we have obtained an event-by-event prediction of the interaction with XAI with an average F-score of 0.90 (𝜎= 0.06). From the presented results, one expects to support researchers in the realm of UI personalization to consider high-granularity interaction data when predicting the need for XAI while users are interacting with AI model outputs.
Visual, textual or hybrid: the effect of user expertise on different explanationsMaxwell Szymanski · 2021As the use of AI algorithms keeps rising continuously, so does the need for their transparency and accountability. However, literature often adopts a one-size-fits-all approach for developing explana- tions when in practice, the type of explanations needed depends on the type of end-user. This research will look at user expertise as a variable to see how different levels of expertise influence the under- standing of explanations. The first iteration consists of developing two common types of explanations (visual and textual explana- tions) that explain predictions made by a general class of predictive model learners. These explanations are then evaluated by users of different expertise backgrounds to compare the understanding and ease-of-use of each type of explanation with respect to the different expertise groups. Results show strong differences between experts and lay users when using visual and textual explanations, as well as lay users having a preference for visual explanations which they perform significantly worse with. To solve this problem, the second iteration of this research focuses on the shortcomings of the first two explanations and tries to minimize the difference in understanding between both expertise groups. This is done through the means of developing and testing a candidate solution in the form of hybrid explanations, which essentially combine both visual and textual explanations. This hybrid form of explanations shows a significant improvement in terms of correct understanding (for lay users in particular) when compared to visual explanations, whilst not compromising on ease-of-use at the same time. CCS CONCEPTS • Human-centered computing →Empirical studies in visualiza- tion; User studies; User models; • Information systems →De- cision support systems; • Computing methodologies →Arti- ficial intelligence.
Anchoring Bias Affects Mental Model Formation and User Reliance in Explainable AI SystemsMahsan Nourani · 2021EXplainable Artificial Intelligence (XAI) approaches are used to bring transparency to machine learning and artificial intelligence models, and hence, improve the decision-making process for their end-users. While these methods aim to improve human understand- ing and their mental models, cognitive biases can still influence a user’s mental model and decision-making in ways that system de- signers do not anticipate. This paper presents research on cognitive biases due to ordering effects in intelligent systems. We conducted a controlled user study to understand how the order of observing sys- tem weaknesses and strengths can affect the user’s mental model, task performance, and reliance on the intelligent system, and we investigate the role of explanations in addressing this bias. Using an explainable video activity recognition tool in the cooking domain, we asked participants to verify whether a set of kitchen policies are being followed, with each policy focusing on a weakness or a strength. We controlled the order of the policies and the presence of explanations to test our hypotheses. Our main finding shows that those who observed system strengths early-on were more prone to automation bias and made significantly more errors due to positive first impressions of the system, while they built a more accurate mental model of the system competencies. On the other hand, those who encountered weaknesses earlier made significantly fewer er- rors since they tended to rely more on themselves, while they also underestimated model competencies due to having a more negative first impression of the model. Our work presents strong findings that aim to make intelligent system designers aware of such biases when designing such tools. Permission to make digital or hard copies of all or part of this work for personal or classroom use is granted without fee provided that copies are not made or distributed for profit or commercial advantage and that copies bear this notice and the full citation on the first page. Copyrights for components of this work owned by others than ACM must be honored. Abstracting with credit is permitted. To copy otherwise, or republish, to post on servers or to redistribute to lists, requires prior specific permission and/or a fee. Request permissions from permissions@acm.org. IUI ’21, April 14–17, 2021, College Station, TX, USA © 2021 Association for Computing Machinery. ACM ISBN 978-1-4503-8017-1/21/04...$15.00 https://doi.org/10.1145/3397481.34
Interactive Music Genre Exploration with Visualization and Mood ControlYu Liang · 2021Recommender systems can be used to help users discover novel items and explore new tastes, for example in music genre explo- ration. However, little work has studied how to improve users’ understandability and acceptance of the novel items as well as sup- port users to explore a new domain. In this paper, we investigate how two different visualizations and mood control influence the perceived control, informativeness and understandability of a mu- sic genre exploration tool, and further to improve the helpfulness for new music genre exploration. Specifically, we compare a bar chart visualization used by earlier work to a contour plot which allows users to compare their musical preferences with both the recommended tracks as well as the new genre. Mood control is implemented with two sliders to set a preferred mood on energy and valence features (that correlate with psychological mood di- mensions). In the online user study, mood control was manipulated between subjects, and the visualizations were compared within subjects. During the study (N=102), we measured users’ subjective perceptions, experiences and the interactions with the system. Our results show that the contour plot visualization is perceived more helpful to explore new genres than the bar chart visualization, as the contour plot is perceived to be more informative and under- standable. Users spent significantly more time and used the mood control more in the contour plot than in the bar chart visualiza- tion. Overall, our results show that the contour plot visualization combined with mood control serves as the most helpful way for new music genre exploration, because the mood control is easier to understand and use when made transparent via an informative visualization. CCS CONCEPTS • Human-centered computing →User studies; Information visualization; User interface design; • Information systems → Recommender systems; Personalization. IUI ’21, April 14–17, 2021, College Station, TX, USA © 2021 Copyright held by the owner/author(s). ACM ISBN 978-1-4503-8017-1/21/04. https://doi.org/10.1145/3397481.3450700
How Do Visual Explanations Foster End Users' Appropriate Trust in Machine Learning?Fumeng Yang · 2020We investigated the effects of example-based explanations for a machine learning classifier on end users’ appropriate trust. We explored the effects of spatial layout and visual representation in an in-person user study with 33 participants. We measured partici- pants’ appropriate trust in the classifier, quantified the effects of different spatial layouts and visual representations, and observed changes in users’ trust over time. The results show that each expla- nation improved users’ trust in the classifier, and the combination of explanation, human, and classification algorithm yielded much better decisions than the human and classification algorithm sepa- rately. Yet these visual explanations lead to different levels of trust and may cause inappropriate trust if an explanation is difficult to un- ∗Fumeng Yang was a PhD intern at Pacific Northwest National Laboratory when conducting this research. †Jean Scholtz retired from Pacific Northwest National Laboratory September 2018. Permission to make digital or hard copies of part or all of this work for personal or classroom use is granted without fee provided that copies are not made or distributed for profit or commercial advantage and that copies bear this notice and the full citation on the first page. Copyrights for third-party components of this work must be honored. For all other uses, contact the owner/author(s). IUI ’20, March 17–20, 2020, Cagliari, Italy © 2020 Copyright held by the owner/author(s). ACM ISBN 978-1-4503-7118-6/20/03. [https://doi.org/10.1145/3377325.3377480](https://doi.org/10.1145/3377325.3377480) derstand. Visual representation and performance feedback strongly affect users’ trust, and spatial layout shows a moderate effect. Our results do not support that individual differences (e.g., propensity to trust) affect users’ trust in the classifier. This work advances the state-of-the-art in trust-able machine learning and informs the design and appropriate use of automated systems. CCS CONCEPTS • Human-centered computing →Empirical studies in HCI; Information visualization; Empirical studies in visualization; Visualization design and evaluation methods; • Computing method- ologies →Supervised learning by classification.
Progressive Disclosure: When, Why, and How Do Users Want Algorithmic Transparency Information?Arron Springer, Steve Whittaker · 2020It is essential that users understand how algorithmic decisions are made, as we increasingly delegate important decisions to intelligent systems. Prior work has often taken a techno-centric approach, focusing on new computational techniques to support transparency. In contrast, this article employs empirical methods to better understand user reactions to transparent systems to motivate user-centric designs for transparent systems. We assess user reactions to transparency feedback in four studies of an emotional analytics system. In Study 1, users anticipated that a transparent system would perform better but unexpectedly retracted this evaluation after experience with the system. Study 2 offers an explanation for this paradox by showing that the benefits of transparency are context dependent. On the one hand, transparency can help users form a model of the underlying algorithm's operation. On the other hand, positive accuracy perceptions may be undermined when transparency reveals algorithmic errors. Study 3 explored real-time reactions to transparency. Results confirmed Study 2, in showing that users are both more likely to consult transparency information and to experience greater system insights when formulating a model of system operation. Study 4 used qualitative methods to explore real-time user reactions to motivate transparency design principles. Results again suggest that users may benefit from initially simplified feedback that hides potential system errors and assists users in building working heuristics about system operation. We use these findings to motivate new progressive disclosure principles for transparency in intelligent systems and discuss theoretical implications.
Exploring Mental Models for Transparent and Controllable Recommender Systems: A Qualitative StudyThao Ngo · 2020While online content is personalized to an increasing degree, e.g. us- ing recommender systems (RS), the rationale behind personalization and how users can adjust it typically remains opaque. This was often observed to have negative effects on the user experience and perceived quality of RS. As a result, research increasingly has taken user-centric aspects such as transparency and control of a RS into account, when assessing its quality. However, we argue that too little of this research has investigated the users’ perception and understanding of RS in their entirety. In this paper, we explore the users’ mental models of RS. More specifically, we followed the qualitative grounded theory methodology and conducted 10 semi- structured face-to-face interviews with typical and regular Netflix users. During interviews participants expressed high levels of un- certainty and confusion about the RS in Netflix. Consequently, we found a broad range of different mental models. Nevertheless, we also identified a general structure underlying all of these models, consisting of four steps: data acquisition, inference of user profile, comparison of user profiles or items, and generation of recommen- dations. Based on our findings, we discuss implications to design more transparent, controllable, and user friendly RS in the future. CCS CONCEPTS • Information systems →Recommender systems; • Human- centered computing →User studies.
To Explain or not to Explain: the Effects of Personal Characteristics when Explaining Music RecommendationsMartijn Millecamp · 2019Recommender systems have been increasingly used in online services that we consume daily, such as Facebook, Netflix, YouTube, and Spotify. However, these systems are often pre- sented to users as a “black box”, i.e. the rational for providing individual recommendations remains unexplained to users. In recent years, various attempts have been made to address this black box issue by providing textual explanations or interac- tive visualisations that enable users to explore the provenance of recommendations, and benefits in terms of precision and user satisfaction, among others, have been demonstrated. Pre- vious research had also indicated that personal characteristics such as domain knowledge, trust propensity and persistence may also play an important role on such perceived benefits. Yet, to date, little is known about the effects of personal char- acteristics when explaining recommendations. To address this gap, we developed a music recommender system with expla- nations and conducted an online study using a within-subject design. We captured various personal characteristics of par- ticipants and administered both qualitative and quantitative evaluation methods. Results indicated that personal character- istics have some significant influence on the interaction and perception of recommender systems and that this influence changes by adding explanations. Especially people with a low need for cognition benefited from explained recommendations. For people with a high need for cognition, we observed that explanations could lower their confidence. Based on these re- sults, we present some first design implications for explaining recommendations. Permission to make digital or hard copies of all or part of this work for personal or classroom use is granted without fee provided that copies are not made or distributed for profit or commercial advantage and that copies bear this notice and the full citation on the first page. Copyrights for components of this work owned by others than the author(s) must be honored. Abstracting with credit is permitted. To copy otherwise, or republish, to post on servers or to redistribute to lists, requires prior specific permission and/or a fee. Request permissions from permissions@acm.org. IUI ’19, © 2019 Copyright held by the owner/author(s). Publication rights licensed to ACM. ISBN 123-4567-24-567/08/06...$15.00 DOI: http://dx.doi.org/10.475/123_4 ACM Classification Keywords H.5.2 Information Interfaces and Presentation (e.g. HCI): User-cen
Personalized Explanations for Hybrid Recommender SystemsPigi Kouki · 2019Recommender systems have become pervasive on the web, shaping the way users see information and thus the decisions they make. As these systems get more complex, there is a growing need for transparency. In this paper, we study the problem of generating and visualizing personalized explanations for hybrid recommender sys- tems, which incorporate many different data sources. We build upon a hybrid probabilistic graphical model and develop an approach to generate real-time recommendations along with personalized explanations. To study the benefits of explanations for hybrid rec- ommender systems, we conduct a crowd-sourced user study where our system generates personalized recommendations and explana- tions for real users of the last.fm music platform. We experiment with 1) different explanation styles (e.g., user-based, item-based), 2) manipulating the number of explanation styles presented, and 3) manipulating the presentation format (e.g., textual vs. visual). We apply a mixed model statistical analysis to consider user personal- ity traits as a control variable and demonstrate the usefulness of our approach in creating personalized hybrid explanations with different style, number, and format. CCS CONCEPTS • Information systems →Decision support systems; Collabo- rative filtering; • Human-centered computing →Social network- ing sites; Empirical studies in visualization.
“This App Would Like to Use Your Current Location to Better Serve You”: Importance of User Assent and System Transparency in Personalized Mobile ServicesTsai-Wei Chen · 2018Modern mobile apps aim to provide personalized services without appearing intrusive. A common strategy is to let the user initiate the service request (e.g., “click here to receive coupons for your favorite products”), a practice known as “overt personalization.” Another strategy is to assuage users’ privacy concerns by being transparent about how their data would be collected, utilized and stored. To test these two strategies, we conducted a 2 (Personalization: Overt vs. Covert) x 2 (Transparency: High vs. Low) factorial experiment, with a fifth control condition. Participants (N=302) interacted with GreenByMe, a prototype of an eco-friendly mobile application. Data show that overt personalization affects perceived control. Significant three-way interactions between power usage, perceived overt personalization and perceived information transparency was seen on perceived ease of use, trust in the app, user engagement and behavioral intention to use the app in the future. In addition, results reveal that perceived information transparency also promotes trust, which is negatively linked with privacy concerns and positively correlated with user engagement and product involvement. Author Keywords Location-Aware Computing; Contextual Computing; Usability Study; User Experience Design; Privacy ACM Classification Keywords H.5.m. Information interfaces and presentation (e.g., HCI): Miscellaneous.
Moodplay: Interactive Music Recommendation Based on Artists' Mood SimilarityIvana Andjelkovic, Denis Parra et al. · 2018A large amount of research in recommender systems focuses on algorithmic accuracy and optimization of ranking metrics. However, recent work has unveiled the importance of other aspects of the recommendation process, including explanation, transparency, control and user experience in general. Building on these aspects, this paper introduces MoodPlay , an interactive music-artists recommender system which integrates content and mood-based filtering in a novel interface. We show how MoodPlay allows the user to explore a music collection by musical mood dimensions, building upon GEMS, a music-specific model of affect, rather than the traditional Circumplex model. We describe system architecture, algorithms, interface and interactions followed by use-case and offline evaluations of the system, providing evidence of the benefits of our model based on similarities between the typical moods found in an artist’s music, for contextual music recommendation. Finally, we present results of a user study (N = 279) in which four versions of the interface are evaluated with varying degrees of visualization and interaction. Results show that our proposed visualization of items and mood information improves user acceptance and understanding of both the underlying data and the recommendations. Furthermore, our analysis reveals the role of mood in music recommendation, considering both artists’ mood and users’ self-reported mood in the user study. Our results and discussion highlight the impact of visual and interactive features in music recommendation, as well as associated human-cognitive limitations. This research also aims to inform the design of future interactive recommendation systems.
How Much Information? Effects of Transparency on Trust in an Algorithmic InterfaceRene Kizilcec · 2016The rising prevalence of algorithmic interfaces, such as cu- rated feeds in online news, raises new questions for designers, scholars, and critics of media. This work focuses on how trans- parent design of algorithmic interfaces can promote awareness and foster trust. A two-stage process of how transparency affects trust was hypothesized drawing on theories of infor- mation processing and procedural justice. In an online field experiment, three levels of system transparency were tested in the high-stakes context of peer assessment. Individuals whose expectations were violated (by receiving a lower grade than expected) trusted the system less, unless the grading algorithm was made more transparent through explanation. However, providing too much information eroded this trust. Attitudes of individuals whose expectations were met did not vary with transparency. Results are discussed in terms of a dual process model of attitude change and the depth of justification of per- ceived inconsistency. Designing for trust requires balanced interface transparency—not too little and not too much. ACM Classification Keywords H.5.2. Information Interfaces and Presentation (e.g. HCI): User Interfaces; K.3.1. Computers and Education: Computer Uses in Education. Author Keywords Interface Design; Algorithm Awareness; Attitude Change; Transparency; Trust; Peer Assessment.
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